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Lesson · Justice and Collective Choice · Distributive justice

Fairness, Statistics and Disparate Rates

A pooled acceptance rate can differ between two groups although each department accepts both at the same rate, because the groups apply to different departments. Standardising the rates removes the effect of the mix. The wrong model is that a gap in the pooled rate is a gap in treatment.

within each department: same rate for both pooled rate: weighted by who applied where a gap in the pooled rate can come from the mix equal treatment is not equal outcome
Two comparisons, two answers

Core ideas

What this lesson establishes

The lesson reuses the arithmetic of “Correlation, Confounding and Simpson's Paradox” for a question about fairness. Three ideas carry it.

1

A rate is a fraction of applicants

An acceptance rate is the number admitted over the number who applied. Compared within a department, it asks whether like applicants were treated alike. Compared across departments pooled together, it asks something else.

2

The pooled rate depends on the mix

The pooled rate for a group is an average of its department rates weighted by where its members applied. Two groups with the same rate in every department can have different pooled rates if they applied in different proportions.

3

Two notions of fairness

Equal treatment says applicants with the same qualification in the same department should have the same chance. Equal outcomes says the overall rates for the groups should match. The two can disagree about the same data.

The material

Two departments, one gap

A table in which both departments treat the two groups alike and the overall rates do not match.

A university has an open department and a selective one. In the open department three applicants in five are admitted, and in the selective department one in five. Men and women are admitted at exactly those rates in both. The only difference between the groups is where they applied: of every hundred men, eighty applied to the open department and twenty to the selective; of every hundred women, twenty applied to the open department and eighty to the selective.

men women open 48 of 80 12 of 20 selective 4 of 20 16 of 80 pooled 52 of 100 28 of 100

Within the open department both groups are admitted at 3/5, and within the selective department both at 1/5. Pooled, the men's rate is 52/100, which is 13/25, and the women's is 28/100, which is 7/25. A glance at the pooled rates suggests the men are admitted at nearly twice the rate. A glance at the departments shows no group treated differently anywhere.

The pattern is the one Bickel, Hammel and O'Connell found in the graduate admissions at Berkeley in 1973, where the pooled rates suggested a bias against women that the departments, taken one at a time, did not show. The counts here are made small enough to follow by hand.

Both statements are true of the same counts. What differs is the question each answers. The within-department comparison asks whether, for the choice the applicant has already made, the outcome depends on their group. The pooled comparison asks whether the two groups end up in the same overall position.

Definition · Standardised rate

A standardised rate weights each department's rate by the same shares for both groups, here each department's share of all applicants, so that the mix of applications cannot move the comparison.

Half of all applicants, 100 of 200, applied to each department. The standardised rate for either group is (1/2)·(3/5) + (1/2)·(1/5), which is 2/5. The two groups are equal at 2/5, and the gap in the pooled rates has vanished, which shows that the gap came from the mix.

Where the two notions come apart

Equal treatment holds in this table and equal outcomes fails. Each is a respectable notion of fairness, and a policy that secures one need not secure the other. A rule that equalised the pooled rates would have to admit applicants to the selective department at different rates for men and women, which breaks equal treatment in the department.

What the lab cannot decide is whether the mix is itself the unfairness. If women apply to the selective department because the open one is closed to them in practice, or because of what they were taught was possible, the equal rates within departments conceal a disadvantage upstream. If they apply there from preference, they do not. The same counts fit both stories, and which is true is not in the table.

Example · A reversal

Make women's rates higher in each department, 3/4 against 7/10 in the open one and 1/8 against 1/10 in the selective one, with the same application mix. The pooled rates are then 58/100 for men and 25/100 for women: the women do better in each department and worse overall. The lab marks this as a reversal, and the standardised rates put the women ahead.

Interactive

Rates within groups and pooled

the same counts, compared group by group and all together

Two treatments, two groupsa rate is successes over trials, kept as a fraction

Method

Comparing two groups fairly

Five moves, and the third is the one that separates the two notions of fairness.

1

Write each cell as admitted over applied

Keep the fractions as they are. A rate rounded early hides the equalities this lesson depends on.

2

Compute the rate for each group in each department

Compare the two groups within a department only. This is the equal-treatment comparison.

3

Compute the pooled rates and compare

Add admitted over added applied for each group. This is the equal-outcomes comparison, and it may disagree with the last step.

4

Standardise

Weight each department by its share of all applicants, the same for both groups, and compare again. If the gap vanishes, it came from the application mix.

5

Ask why the mix is what it is

Whether the mix is itself unfair is a question about the world that lies outside the counts. State which answer your conclusion depends on.

Two comparisons

Score 0 / 0

Equal treatment, unequal outcome

Men and women admitted at 3/5 in the open department and 1/5 in the selective one.

open men 48/80 = 3/5 women 12/20 = 3/5 equal selective men 4/20 = 1/5 women 16/80 = 1/5 equal pooled men 52/100 women 28/100 standardised (half and half): both (3/5 + 1/5) / 2 = 2/5

Within each department the groups are treated alike, and standardised to the same mix they are equal at 2/5. The pooled gap, 13/25 against 7/25, is explained by who applied where.

Common mistakes

1
Reading a gap in the pooled rate as a gap in treatmentIn the lesson's table the pooled rates are 13/25 and 7/25, yet both groups are admitted at 3/5 in the open department and 1/5 in the selective one. The pooled gap comes from where each group applied. A pooled disparity is a reason to ask why, and it does not by itself show unequal treatment.
2
Concluding that equal rates within departments settle the matterThey settle equal treatment inside the department, and nothing else. If the application mix reflects barriers to entering the open department, the equal rates sit on top of an unfairness the table cannot show. The lab will compute the rates for any counts, and a fair-looking table does not certify its own inputs.
3
Expecting one fair policy to satisfy both notionsTo equalise the pooled rates here the selective department would have to admit the two groups at different rates, which breaks equal treatment there. When the mixes differ, the two notions give different instructions, and the choice between them is a choice of values.

Check your understanding

✓
Finish when you can compute within-group and pooled rates and say which notion of fairness each tests.

Given admitted and applied counts for two groups in two departments, compute the four rates and the two pooled rates, standardise them, report whether the pooled comparison reverses, and name the claim about the mix on which the fairness verdict depends.

Note: Move ten of the women's applications in the first table from the selective department to the open one, keeping the rates, so that the women's cells read 18 of 30 and 14 of 70, and watch the pooled gap narrow, to 32/100 against 52/100, while the rates within each department stay put. This is the arithmetic of “Correlation, Confounding and Simpson's Paradox” put to a question of justice.

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