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Lesson · Equilibria, Stability and Phase Lines · Autonomous equations

Autonomous Equations

An equation is autonomous when its right-hand side mentions only the unknown, y′ = f(y), and never the time. That one restriction makes the slope field identical on every vertical line, lets a solution be slid sideways into another solution, and turns the question “where does the equation have a constant solution?” into “where is f(y) zero?”. Those roots are the equilibria, and the lab finds them exactly.

y′ = f(y) no t on the right f(y*) = 0 ⟹ y = y* is a solution slope at (t, y) is f(y), whatever t is slide a solution sideways: still one y′ = y² − 1: equilibria −1 and 1
What makes an equation autonomous, and what it hands you

Core ideas

What this lesson establishes

Three ideas, in the order they depend on each other. The first is a definition and the other two follow from it by arithmetic.

1

Autonomous means the right side has no t

y′ = y² − 1 and y′ = 3 − y are autonomous: how fast y changes depends on where y is and on nothing else. y′ = t·y and y′ = y + t are not, because the clock appears on the right. The word is not decoration. Everything this course does — the phase line, the classification of equilibria, the sketches — works because the clock is absent.

2

An equilibrium is a constant solution, for all t

If f(c) = 0, the constant function y = c has y′ = 0 and the right side f(c) = 0, so substituting it leaves a residual of exactly zero at every t. That is the same check as in “Checking a Proposed Solution”, and it needs no solving. The equilibria of y′ = f(y) are therefore the roots of f, found by algebra alone.

3

The slope field is the same on every vertical line

The slope at (t, y) is f(y), whatever t is. Look up one vertical line of the field and you have seen them all, and every horizontal line carries one slope from end to end. A solution slid to the right or the left by any amount therefore meets the same slopes and is again a solution.

The material

Equations with no clock in them

The definition, the two things it buys, and how the lab finds the equilibria exactly.

Definition · Autonomous equation and equilibrium

A first-order equation is autonomous when it can be written y′ = f(y): the right side is a function of y alone.

An equilibrium is a number y* with f(y*) = 0. The constant function y = y* is then a solution on every t.

Whether an equation is autonomous is read off its right-hand side, and the test is only whether t appears. Equations from earlier courses sort cleanly. Exponential growth, y′ = k·y, is autonomous. So is logistic growth in Separable Equations, Growth and Decay, and so is Newton's law of cooling, y′ = −k·(y − A), whose only equilibrium is the surrounding temperature A. The equation y′ = 2t of Differential Equations and Euler's Method is not.

Why the slope field repeats

In “Slope Fields” a field was drawn by evaluating f(t, y) at grid points. When f is a function of y alone, the value at (1, y) is the value at (5, y): the column of slopes above t = 1 is the column above t = 5, and all that varies is the height. The lab therefore draws one line, the y axis, and puts on it everything the field knows.

Theorem · Sliding a solution sideways

If y(t) solves y′ = f(y) and c is any constant, then y(t − c) solves it too.

Put w(t) = y(t − c). By the chain rule, w′(t) = y′(t − c), since the inner function t − c has slope 1.

And y′(t − c) = f(y(t − c)) = f(w(t)), because y satisfies the equation at every argument, t − c included. So w′ = f(w). The step that fails for y′ = t·y is the last one: the right side would become (t − c)·y(t − c), which is not t·w(t).

□

Finding the equilibria

Write the right side as a polynomial in y, factor it if it factors, and read off the roots. The lab does this exactly, with the rational roots first and then the roots of what is left when that is a quadratic.

f(y) = y³ − 4y² + 3y = y·(y² − 4y + 3) = y·(y − 1)·(y − 3) equilibria: y = 0, y = 1, y = 3

Not every equilibrium is a fraction. For y′ = y² − y − 1 the lab prints (1 ± √5)/2, which is exact, and in its status line the same two numbers rounded, ≈ 1.61803 and ≈ −0.618034. The square root is carried as a surd for the same reason the rest of this Subject carries fractions: a decimal equilibrium would make the check “is f zero there?” impossible to state exactly.

An equilibrium is not a pause

A solution that is at an equilibrium at one instant is there at every instant, before and after. Through each point there is exactly one solution, which “Blow-Up and the Interval of Existence” states in words and this course uses without proof. The constant function is already a solution through the point (t, y*), so it is the solution through that point, and no other curve can pass through it.

Example · An equilibrium you can find with no lab at all

Cooling is y′ = −(1/2)·(y − 20), with the room at 20. The right side is zero exactly when y − 20 is zero, so y = 20 is the only equilibrium.

Substitute: the left side of the constant y = 20 is 0, and the right side is −(1/2)·(20 − 20) = 0. A cup that is already at room temperature stays at room temperature at every later time, and at every earlier one.

Interactive

Autonomous equations

Equilibria, the phase line, and where solutions go

Autonomous equationsy′ = f(y): the sign of f decides the direction
exact Euler stepscurves drawn by stepping in floating pointphase line

Method

Finding the equilibria of an equation

Four moves. The first decides whether the method applies at all.

1

Look for the clock

If t appears on the right side, the equation is not autonomous and nothing in this course applies to it directly. If only y appears, name the right side f(y) and carry on.

2

Collect f(y) into a polynomial and factor it

Expand brackets and move everything to one side so that f(y) stands alone. Pull out common factors first, and keep them: a factor of y is a root.

3

Solve f(y) = 0 exactly

Rational roots as fractions, and a leftover quadratic by the quadratic formula, kept as a surd such as (1 ± √5)/2. Round only to report a size, and say that you rounded.

4

Substitute each root back as a constant

For y = c, the left side y′ is 0 and the right side is f(c). They agree exactly when c is a root, which is the check and also the reason the roots are the answer.

Autonomous equations and their equilibria

Score 0 / 0

y′ = y² − 1: factor, solve, substitute, and read one column of slopes

The right side has no t, so the equation is autonomous, with f(y) = y² − 1. Factor, set to zero, then test the constants.

f(y) = y² − 1 = (y − 1)·(y + 1) f(y) = 0 at y = 1 and y = −1 y = 1: y′ = 0 and 1² − 1 = 0 residual 0 y = −1: y′ = 0 and (−1)² − 1 = 0 residual 0 slope at height y, at every t: f(−2) = 3 f(0) = −1 f(2) = 3

So y = 1 and y = −1 are solutions for all time. Every other solution has a slope that is positive above 1, negative between −1 and 1, and positive below −1 — and by uniqueness none of them ever touches either constant. Which way each one moves is the subject of the next lesson.

For a rehearsal, take y′ = y³ − y and find its three equilibria by factoring y·(y − 1)·(y + 1), then say what the slope is at y = 2, for t = 0 and for t = 100.

Common mistakes

1
Thinking an equilibrium is where the solution stops changing for a whileA solution that sits at an equilibrium is there for every t, before and after, because the constant is itself the solution through that point and solutions through one point are unique. If y(3) = 1 in y′ = y² − 1, then y(0) = 1 as well. A curve that slows down and moves off again is not at an equilibrium; it is passing near one.
2
Cancelling a common factor and losing an equilibriumFor y′ = y² − y, dividing both sides by y gives y′/y = y − 1, which looks as if it has the one root y = 1. The factored form y·(y − 1) shows two, 0 and 1, and the constant y = 0 is a solution that the division never saw. Factor and set to zero; never cancel a factor that can be zero.
3
Rounding an irrational equilibrium and treating the decimal as the equilibriumFor y² − y − 1 the equilibria are (1 ± √5)/2. The decimal 1.618 is close, and f(1.618) is not zero, so the constant y = 1.618 has a nonzero residual and is not a solution. Keep the surd for any claim of equality and write ≈ whenever a size is reported.

Check your understanding

✓
Finish when you can look at a first-order equation and say whether it is autonomous, and list its equilibria exactly.

You should be able to test an equation for a t on the right side, factor f(y), give every root as a fraction or a surd, verify each by substitution as a constant, and explain why one vertical line of the slope field is all the field there is.

Note: The equilibria cut the y axis into intervals, and on each interval the equation has a definite direction. Drawing those directions is the whole of “The Phase Line”.

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