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Lesson · Justice and Collective Choice · Distributive justice

The Original Position and Maximin

Rawls asks which society people would pick if they did not know who they would be in it. Laid out as a decision matrix, with the chooser's position as the unknown state, the question becomes a choice of rule: maximin picks one society and equal-probability expected utility picks another from the very same table. The wrong model is that maximin is a taste for safety with money.

unknown state: which place will be yours maximin: take the best worst case Laplace: weigh every place equally same table, two rules, two societies
One table, two rules

Core ideas

What this lesson establishes

The original position is a thought experiment, and a decision matrix is the form in which its argument can be checked. Three ideas carry the lesson.

1

The position is the state

Each society is an act. What the chooser does not know is which place in it will fall to them, so each place is a state, and the cell holds how well that place does in that society. The table is the one from Decision and Rationality with the unknown moved from the weather to oneself.

2

Maximin looks only at the worst place

Maximin scores a society by the lowest entry in its row and takes the society whose lowest entry is highest. It never adds, averages or weighs, so the probabilities of the places play no part in it.

3

Equal chances is a different rule

Laplace's rule treats every place as equally likely and scores a society by its average. Harsanyi argued that this, and not maximin, is what a rational chooser behind the veil would do. The two rules are the two sides of the dispute.

The material

Choosing a society from behind the veil

A table with societies down the side and places across the top, and two rules applied to it.

Suppose you must pick the arrangement of a society, and you must do it before learning which place in it you will occupy. You might be among the worst off, in the middle, or among the best off. Rawls called the situation of such a chooser the original position, and the ignorance of one's own place the veil. What he claimed is that principles chosen under the veil are fair, because no one can tailor them to their own advantage.

The argument is only worth testing if it can be written down, and it can. Take two societies, one in which everyone has 5 units of welfare and one in which the worst place has 2, the middle 8 and the best 20. The unknown is your place, so the table has three states.

bottom middle top equal 5 5 5 unequal 2 8 20

Maximin reads off each society's worst entry: 5 for the equal society and 2 for the unequal one. The larger worst case is 5, so maximin chooses the equal society. Nothing about the 8 or the 20 entered the calculation.

Now give each place the same chance, as Laplace's rule does. The equal society averages 5, and the unequal one averages (2 + 8 + 20) / 3, which is 10. The larger average is 10, so this rule chooses the unequal society. Same table, same chooser, opposite verdicts, and the difference lies wholly in what the rule is willing to ignore.

Definition · Maximin

Maximin scores each act by its worst payoff across the states and chooses the act whose worst payoff is largest.

What the rule choice is about

Rawls's case for maximin is not that people dislike risk. It is that the choice has three features: the chooser has no trustworthy basis for assigning probabilities to the places, the chooser cares little for what is gained above the guaranteed minimum, and the worst outcome of a rejected society would be one hardly bearable. Where those hold, looking only at the floor is a reasonable policy. Where they do not, for instance when the stakes are small and the odds are known, it is a poor one.

Harsanyi's reply denies the first feature. A chooser who knows nothing about their place has, he argued, no reason to favour any place over another, and equal weights are what that ignorance amounts to. Each side states a valid argument from its premises; the lab computes both and cannot say whether the veil should leave you with no probabilities or with equal ones. That is the question the lesson leaves with you.

The lab's second table carries one more figure. With each place at probability 1/3 the value-of-information tile prints 1, and here that quantity has a name: it is the value of lifting the veil. A chooser who learned their place before choosing would take the equal society in the bottom place, where it pays 5 against 2, and the unequal society anywhere else, for an expectation of (5 + 8 + 20) / 3, which is 11; the best a chooser can do without that knowledge is 10. The difference, 1, is what knowing one's own place would be worth to the chooser. The veil withholds exactly that, and withholds it from everyone, which is what makes a choice made behind it fair on Rawls's account.

Example · A close call

In the lab's third table the unequal society pays 5, 6 and 7 against 5, 5 and 5. Maximin finds the same worst case, 5, in both rows and cannot separate them, while the average separates them at once, 6 against 5. A tie under maximin is a signal that the rule has run out of information, which is where the next lesson begins.

One limit belongs here. The numbers are welfare levels the table's author chose, and the societies are two among the many that could have been offered. The lab computes what each rule picks from the table as stated; it does not tell you that the table describes any real society.

Interactive

A decision table under every rule

the same payoffs, eight ways of choosing, each computed exactly

Acts by statesa row per act, a column per state; the rule decides

Method

Running the original position as a table

Five moves, and the second one is where the philosophy sits.

1

List the societies as acts

Each society on offer is a row. Keep the list short and make sure each row really is a complete arrangement.

2

Let the places be the states

A place is something you might turn out to occupy. Whether the places should carry probabilities, equal or otherwise, is the contested premise, so leave it open for now.

3

Fill each cell with the welfare of that place in that society

Use one scale throughout. The verdicts are verdicts about these numbers, and a different scale is a different table.

4

Apply maximin

Underline the lowest entry in each row and choose the row whose underlined entry is highest. A tie means the rule has no verdict between those rows.

5

Apply the average and compare

Average each row. If the two rules choose differently, the dispute between them is the dispute about the veil, and neither the table nor the lab settles it.

Two rules, one table

Score 0 / 0

Two rules on the same two societies

The table has equal at 5, 5, 5 and unequal at 2, 8, 20. Score each row twice.

equal 5 5 5 worst 5 average 5 unequal 2 8 20 worst 2 average 10 maximin: best of 5 and 2 -> equal Laplace: best of 5 and 10 -> unequal

The rules differ about one thing: whether a gain of 15 at the top can make up for a loss of 3 at the bottom. Maximin says it never can. Laplace says it can, here by a wide margin. Nothing in the arithmetic says which of them is describing fairness.

Common mistakes

1
Thinking Rawls assumes people are risk-averse about moneyMaximin is a rule for choosing when the probabilities are not available, and it never uses the size of the other entries. A chooser who valued each unit of welfare equally would still be told by maximin to prefer 5, 5, 5 to 2, 8, 20, because the rule does not add. Risk aversion would be a feature of the numbers in the table, if a utility curve had shaped them. The argument for maximin is about the chooser's ignorance and the cost of the worst case.
2
Reading the veil as ignorance of everythingThe chooser knows the table: what each society pays in each place. What they lack is their own place. Take the table away and neither rule has anything to compute, and take the veil away and the choice becomes self-interest. The argument needs exactly this much ignorance.
3
Taking a tie under maximin for equalityEqual worst entries mean only that the rule finds no difference at the bottom. The close-call table has different societies with the same floor, and a rule that looks past the floor can tell them apart.

Check your understanding

✓
Finish when you can lay a choice of society out as a table and say what each rule picks from it.

Given two societies and three places, build the matrix, compute the worst entry and the average of each row, name the society each rule chooses, and say which premise about the veil the disagreement turns on.

Note: The lab's Laplace and expected-utility rules need no extra work once the probabilities box is filled in. Try making the bottom place much more likely than the other two, say 4/5, 1/10 and 1/10, and watch the verdict of the expected-utility rule move to the equal society, 5 against 22/5, while maximin stays where it was. That is the whole difference between the two kinds of rule.

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