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Lesson · Justice and Collective Choice · Collective choice

Strategic Voting and Manipulation

A rule is manipulable at a profile when some voters can get a result they prefer by reporting a ranking other than their own. Under the Borda count, voters who rank a rival second can bury it at the bottom, and under plurality voters whose favourite cannot win can vote for their second choice. The Gibbard–Satterthwaite theorem says that with three or more candidates every non-dictatorial rule that can elect any candidate is manipulable somewhere. The wrong model is that strategic voting is lying about facts.

manipulation: a false ranking that pays bury a rival and its Borda total falls two candidates: no misreport can pay 3+ candidates: some profile can be gamed
When a lie pays

Core ideas

What this lesson establishes

Every rule so far has been run on the voters' real rankings. This lesson asks what happens when the voters know the rule and know one another's rankings.

1

A misreport is a ranking, not a fact

Voters are asked for a ranking of the candidates, which only they hold. A misreport is a submitted ranking that differs from that private one. No fact about the world is stated falsely, and nobody else can check it.

2

A gain is measured by the voters' true ranking

A group of voters gains from a misreport when the winner it produces is ranked above the sincere winner by those voters' true rankings. The question is always asked of the true ranking, never of the submitted one.

3

The lab searches blocs

The lab takes each group of voters who share a ranking, lets them change together to every other ranking, and reports the first change that elects someone they rank above the sincere winner. It searches blocs, and a lone voter is a smaller case.

The material

Burying a rival

A profile where the Borda count can be gamed, a profile where plurality can, and the one setting in which no misreport helps.

A voting rule is a procedure, and a procedure invites the question of whether it can be used against its own purpose. If the rule is run on the ballots the voters hand in, a voter who knows the rule and the likely ballots of the others can choose a ballot to get the best result, and the best ballot is not always the true one.

Take seven voters: two rank the candidates A B C, two rank them B C A, and three rank them C B A. Under the Borda count, with 2, 1 and 0 points, A gets 4, B gets 9 and C gets 8, so B wins. The three voters who rank C first prefer C to B, and C is 1 point short.

Suppose they report C A B, not C B A. They still give C its 2 points, but they now give B nothing and give A a point. If two of the three do this, B falls to 7, A rises to 6 and C keeps 8, so C wins; if all three do it, which is the switch the lab tries, the totals are 7, 6 and 8 and the winner is the same. Nothing about C's support increased; B's total was lowered by ranking it where it did not belong. This is burying, and the lab reports it as voters ranking C B A who gain by C A B.

Definition · Manipulation

A rule is manipulable at a profile when some group of voters can get an outcome they prefer, by their true rankings, by reporting rankings other than their true ones.

Burying works because the Borda count takes every position into account, and a voter controls where the rival is placed on their own ballot. Plurality offers a different route. Take seven voters: two rank the candidates A C B, three B C A and two C B A. Plurality elects B with 3 first places. The two voters who rank A first prefer C to B. Their favourite cannot win, but by reporting C A B they give C four first places and elect it, which they prefer to B.

That is the spoiler voter's dilemma: voting for your favourite and getting your worst, or voting for your second choice. The lab shows it when you set the rule to plurality on that profile. Under the Borda count the same profile elects C without any misreport, and the lab finds a different bloc that gains.

The one safe setting

With two candidates there is nothing to bury and no one to switch to. A voter who ranks A above B can report that, or the reverse, and the reverse can only help B. With three voters at A B and two at B A, the lab finds no group that gains by misreporting, under any rule.

The theorem

Theorem · The Gibbard–Satterthwaite theorem

Suppose there are at least three candidates, and a rule picks one winner from every profile of rankings. If every candidate can win under some profile, and no one voter is a dictator, then there is some profile at which some voter gains by reporting a ranking other than their own.

The theorem is the companion of Arrow's, and its proof is not reproduced here. It says that manipulability is not a defect of plurality or Borda in particular. What it leaves open is how often a profile is manipulable, how much information the manipulators need, and how costly the manipulation is to find. The lab assumes the manipulators know every ballot, which is the assumption most favourable to the manipulators.

A note about reading the tile. “None found” means that no bloc of identical voters, switching together to any other ranking, elects a candidate they rank above the sincere winner on this one profile. It does not say the rule is safe.

Interactive

Collective choice

six voting rules, the majority relation, judgment aggregation and the jury theorem

From individual verdicts to a group'severy winner recomputed from the profile as typed

Method

Finding a profitable misreport

Five moves for a small profile. The method is a search, and the lab does the same search over every ranking.

1

Find the sincere winner under the rule

Count the true ballots. This is the outcome that any manipulating group has to beat.

2

Pick a group of voters who share a ranking

Choose those who rank the sincere winner below another candidate. A group that already has its favourite elected has nothing to gain.

3

Choose a ranking for them to report instead

Try the obvious ones: under Borda, push the sincere winner to the bottom; under plurality, put a second choice first.

4

Recount with the changed ballots

Leave every other group's ballot as it was. If the new winner is one the group ranks above the sincere winner by their true ranking, they have gained.

5

Check the gain against the true ranking

Compare the new winner with the sincere one in the group's true order, not the reported one. A misreport that changes the winner to someone the group likes less is not a manipulation.

Misreports and results

Score 0 / 0

Burying B under Borda

Two voters rank A B C, two B C A, three C B A. Borda gives 2, 1 and 0.

sincere: A 4, B 9, C 8 -> B wins C B A voters prefer C to B two report C A B: B 7, A 6, C 8 -> C wins their true ranking puts C above B so voters ranking C B A gain by C A B

No one stated a false fact. The voters submitted a ranking they did not hold, and the rule treated it as sincere. One of the three alone cannot do it, because B would still tie C at 8; two of the three suffice.

Common mistakes

1
Treating strategic voting as lying about factsA voter who reports C A B when they hold C B A states no false fact about the world. They hand in a ranking, which is the voter's own and unobservable, and the rule counts it as given. The question is whether the rule rewards the misreport, as the Borda count does for the three voters in the seven-voter profile, and that is a property of the rule and the profile.
2
Assuming that voting sincerely is always safeUnder plurality in the second preset, the two voters who rank A first and vote sincerely elect B, whom they rank last. If they report C A B instead, C wins, whom they prefer. Sincerity is the best report only for a rule that cannot be gamed at that profile, and the theorem says that with three or more candidates no reasonable rule is safe at every profile.
3
Taking “none found” as proof that a rule resists manipulationThe tile covers one profile and only blocs of identical voters moving together. A rule can show none found at one profile and be gamed at the next. Only the two-candidate case, in which the only other report helps the rival, is safe at every profile.

Check your understanding

✓
Finish when you can find a group of voters who gain by misreporting and state the Gibbard–Satterthwaite theorem.

Given a profile and a rule, name a group whose true ranking puts another candidate above the sincere winner, give the ranking they report to elect that candidate, and state what the theorem guarantees.

Note: Move one voter from C B A to B C A in the first preset. The Borda winner is still B, and the manipulation tile now reads none found: the two voters left who rank C first cannot lower B's total enough to lift C past it. Whether a rule can be gamed depends on the profile, and the lab can report only on the one in front of it.

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